Rsu Risk And Control Head

Título del trabajo: Rsu Risk And Control Head

Compañía: Citi

Descripción de funciones: **Responsibilities**:– Independently assess’ risks and drive actions to address the root causes that persistently lead to operational risk losses by challenging both historical and proposed practices.
– Governance and oversight may include (not limited to) technology operational risk, risk for example.
– Resolves transactional level escalations coming from the vendor or internal partners
– Analyzes a multitude of scorecards/performance management tools in an attempt to mitigate exposure (risk/financial/regulatory)
– Monitors goals are met through performance, risk and relationship oversight of our extended supply chain
– Collaborates to resolve any issues which fall within the terms of the contract.
– Develops and maintains relationships across the business users and Lines of Defense to better understand and deliver customer requirements by responding to changes in the internal and external business environment
– Has the ability to operate with a limited level of direct supervision.
– Can exercise independence of judgement and autonomy.
– Acts as SME to senior stakeholders and /or other team members.**Qualifications**:– 6-10 years experience navigating and networking across an enterprise utilizing internal and external resources Third Party Oversight/Vendor Oversight experience preferred Business writing experience preferred
– In depth knowledge of Mortgage Servicing Operational processes and technology platforms supporting the Operations.**Education**:– Bachelor’s/University degree, Master’s degree preferred**Controls Role Overview**:
**Role Responsibilities**:
This role is for a Risk and Control global oversight of the RSU functions, who will perform the following:
**Management**:– Manage a team of direct or indirect controls staff and/or represent the region on strategic and tactical control matters
– Contribute to the strategic direction in the establishment of the RSU control environment with a risk based approach
– Proactively assist RSU Management in the design of a strong control environment and continuous improvement
– Develop approaches to promote knowledge sharing of control best practices
– **Risk & Controls Governance**
– Audit – Lead and manage internal and external audits through the various phases of RSU related audits, including establishment and tracking of Corrective Action Plans (CAPs) when required
– Policy/ Guidelines – Awareness, implementation guidance, and enforcement of related control policies across the region / countries
– Advisory – Subject matter knowledge and trusted advisor on risk and control issues to management and staff
– Alignment – Ensure alignment to the global, regional and country controls framework as required
– Approvals – Review process changes/implementation which may impact controls and provide approvals – e.g. control change and new process acquisition
– Control dashboard/ KRI – ensure the control dashboards are updated to provide management with a clear view on ongoing risks/issues**Self-Assessment/ Review**
– MCA – Perform testing of complex MCA risk indicators and assist in the overall MCA process including co-ordination of testing and results
– Controls Reporting oversight – Oversight of regional MCA process including ensuring robust MCA’s exist across all processes and co-ordination of testing and results, inclusive of self-identified issues(IBAM), regulatory or audit issues and recommending suitable solutions/of Corrective Action Plans (CAPs);
– Identify open gaps and work with the operations functions to implement effective CAPs with an aim of reducing/ mitigating risk and maximising IBAM credit.
– Targeted process reviews – Conduct Process review of emerging risks and new functions/ high risk areas and ensure results are shared and actions taken to resolve potential gaps.
– CAP Validation – Management and oversight of CAP review process and validation of corrective actions implemented, and liaise with appropriate groups to ensure timely closure**Leadership/ Projects/ Metrics**
– Coach and lead junior Risk and Control analysts in their day to day work across the various ISG Operations groups.
– Projects – Oversee/ drive regional or global risk and control related projects and other group level initiatives
– Innovation – develop methods to make the Risk and Control team more efficient and ensure local processes are considered in global initiatives.
– Presentations – presentation of open issues, CAPs, KRIs, R&C projects for regional and global partners/ leaders.
– Relationship Management – Develop strong partnerships within ICG operations groups, as well as other organizations supporting RSU activities (IA, Compliance, Business etc.)**Experience**
– Internal Audit, Compliance Testing or Controls experience is preferred.
– **Job Family Group**:
Risk Management
– **Job Family**:
Operational Risk
– **Time Type**:
Full time
– Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive considerat

Ubicación: Heredia

Fecha del trabajo: Mon, 09 Sep 2024 22:41:09 GMT


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